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Job Description

POSITION SUMMARY

We are seeking an experienced RMS Executive to safeguard the firm against trading and settlement risk. The role

involves daily monitoring of client margins, exposure limits, and end-of-day (EOD) processes to ensure the brokerage

operates within exchange-mandated risk parameters at all times.

KEY RESPONSIBILITIES

• Monitor real-time client exposure, margin utilisation, and trading limits across segments (Equity, F&O, Currency,

Commodity).

• Upload and process EOD (End of Day) files accurately and within exchange deadlines.

• Handle margin funding, margin shortfall reporting, and client-wise margin allocation (span + exposure + additional

margin).

• Set and revise client-wise trading limits based on collateral, ledger balance, and risk category.

• Track and act on mark-to-market (MTM) losses; trigger square-off of positions as per risk policy when required.

• Monitor for any suspicious trading patterns, circuit breaches, or abnormal volumes and escalate as required.

• Prepare daily/weekly MIS reports on exposure, margin shortfall, and risk positions for management review.

• Liaise with exchanges (NSE/BSE/MCX) and clearing corporations on margin/settlement related matters.

• Ensure timely peak margin reporting and compliance with SEBI/exchange risk management circulars.

• Handle client payout/payin processing in coordination with the back-office team.

REQUIRED SKILLS & COMPETENCIES

• Strong knowledge of Risk Management Systems used in stock broking (RMS software/back-office systems).

• Sound understanding of span margin, exposure margin, VaR, MTM, and peak margin norms.

• Hands-on experience with EOD file uploads and margin file handling.

• Strong analytical skills with high attention to detail and accuracy under time pressure.

• Sound understanding of SEBI and exchange risk/margin regulations.

ELIGIBILITY & REQUIREMENTS

• Graduate in Commerce/Finance/Business Administration; MBA (Finance) preferred.

• Minimum 3–4 years of experience in an RMS role within a stock broking or financial services firm.

• Ability to work calmly and accurately under high-pressure, time-bound market conditions.

Skills

Risk Management Systems, RMS software, Back-office systems, Span margin, Exposure margin, VaR, MTM, Peak margin norms, EOD file uploads, Margin file handling, Analytical skills, Attention to detail, SEBI risk regulations, Exchange risk regulations

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RMS Executive

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